Scott Anthony Whitfeld

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2023)
    • [FCA CF] Client dealing (since 8 Dec 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Nov 2023)
    • CF4 Partner (AR) (27 Feb 2019 to 13 Nov 2023)
    • CF1 Director (AR) (18 Dec 2015 to 24 Apr 2019)
    • CF30 Customer (20 Jun 2012 to 13 Nov 2023)
  • Copper Rock Financial Planning LLP (no longer approved here)

    FRN 728813

    • Employed By (16 Dec 2015 to 13 Nov 2023)
  • Brooks Financial Planning Ltd (no longer approved here)

    FRN 493017

    • Employed By (20 Jun 2012 to 16 Dec 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
    • CF22 Investment Adviser (Trainee) (27 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.