Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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USS Investment Management Limited
FRN 564285
- [FCA CF] Manager of certification employee (since 31 Oct 2023)
- [FCA CF] Client dealing (since 31 Oct 2023)
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- CF30 Customer (25 Sep 2017 to 8 Dec 2019)
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- CF30 Customer (1 Dec 2009 to 13 Nov 2014)
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- CF30 Customer (1 Dec 2009 to 13 Nov 2014)
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- CF29 Significant management (23 Mar 2009 to 13 Nov 2014)
- CF30 Customer (1 Nov 2007 to 13 Nov 2014)
- CF27 Investment Management (16 Jun 2006 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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- CF29 Significant management (23 Mar 2009 to 13 Nov 2014)
- CF30 Customer (1 Nov 2007 to 13 Nov 2014)
- CF27 Investment Management (16 Jun 2006 to 31 Oct 2007)
- CF26 Customer Trading (11 Feb 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.