Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EIS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 401581

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Aug 2016)
    • CF1 Director (1 Dec 2004 to 31 Aug 2016)
    • CF10 Compliance Oversight (1 Dec 2004 to 31 Aug 2016)
    • CF11 Money Laundering Reporting (1 Dec 2004 to 31 Aug 2016)
    • CF8 Apportionment and Oversight (1 Dec 2004 to 31 Mar 2009)
  • EIS Financial Services Ltd (no longer approved here)

    FRN 200425

    • (7)Employed By (15 Feb 2001 to 1 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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