Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (20 May 2024 to 19 Jan 2026)
    • CF1 Director (AR) (18 May 2024 to 19 Jan 2026)
    • CF30 Customer (18 May 2024 to 19 Jan 2026)
  • Summit Financial Advisers And Wealth Management Ltd (no longer approved here)

    FRN 1012757

    • (1)Employed By (18 May 2024 to 19 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.