Scarlett Ami Marler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CMS Wealth Ltd

    FRN 586862

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2020)
    • [FCA CF] Client dealing (since 15 Sep 2020)
    • CF30 Customer (13 Oct 2020 to 9 Feb 2021)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (16 Sep 2022 to 3 Nov 2023)
    • [FCA CF] Client dealing (16 Sep 2022 to 3 Nov 2023)
  • Asset Wise Associates Ltd (no longer approved here)

    FRN 544490

    • Employed By (13 Oct 2020 to 9 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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