Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Manager of certification employee (since 18 Dec 2025)
- [FCA CF] Client dealing (since 18 Nov 2021)
- [FCA CF] Material risk taker (17 Oct 2022 to 18 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (17 Oct 2022 to 18 Aug 2025)
- [FCA CF] Manager of certification employee (11 Jul 2022 to 10 Jan 2025)
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- [FCA CF] Manager of certification employee (7 Nov 2018 to 21 Oct 2021)
- [FCA CF] Client dealing (5 Sep 2017 to 21 Oct 2021)
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- CF30 Customer (10 May 2011 to 6 Mar 2016)
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- CF30 Customer (23 Nov 2009 to 21 Mar 2011)
- CF22 Investment Adviser (Trainee) (8 Sep 2004 to 3 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.