Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 18 Dec 2025)
    • [FCA CF] Client dealing (since 18 Nov 2021)
    • [FCA CF] Material risk taker (17 Oct 2022 to 18 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (17 Oct 2022 to 18 Aug 2025)
    • [FCA CF] Manager of certification employee (11 Jul 2022 to 10 Jan 2025)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [FCA CF] Manager of certification employee (7 Nov 2018 to 21 Oct 2021)
    • [FCA CF] Client dealing (5 Sep 2017 to 21 Oct 2021)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (10 May 2011 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Nov 2009 to 21 Mar 2011)
    • CF22 Investment Adviser (Trainee) (8 Sep 2004 to 3 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.