Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jan 2007)
    • CF7 Sole Trader (31 Oct 2004 to 31 Jan 2007)
  • Penn Financial Limited (no longer approved here)

    FRN 927714

    • [FCA CF] Significant management (1 Oct 2020 to 13 Dec 2022)
    • SMF3 Executive Director (1 Oct 2020 to 1 Dec 2022)
    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 13 Dec 2022)
    • Responsibility for MCD Intermediation (1 Oct 2020 to 1 Dec 2022)
    • Responsible for Insurance Distribution (1 Oct 2020 to 1 Dec 2022)
    • SMF16 Compliance Oversight (1 Oct 2020 to 1 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.