Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (6 Sep 2023 to 14 Dec 2023)
    • [FCA CF] Client dealing (9 Mar 2022 to 14 Dec 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (7 May 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (29 Apr 2020 to 31 Dec 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (28 Sep 2018 to 1 Nov 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (19 Oct 2009 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (19 Oct 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.