Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (15 Nov 2017 to 15 Jul 2021)
- [FCA CF] Material risk taker (12 Sep 2017 to 25 Aug 2021)
- [PRA CF] Significant risk taker or Material risk taker (12 Sep 2017 to 25 Aug 2021)
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- CF29 Significant management (10 Apr 2008 to 31 Jan 2011)
- CF30 Customer (1 Nov 2007 to 31 Jan 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.