Saurabh Tandon

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Manager of certification employee (since 16 Apr 2020)
    • [FCA CF] Material risk taker (since 23 Feb 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Feb 2020)
    • [FCA CF] Client dealing (23 Feb 2020 to 22 Aug 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (26 Apr 2018 to 8 Nov 2019)
    • [FCA CF] Manager of certification employee (26 Apr 2018 to 8 Nov 2019)
    • CF30 Customer (20 Jan 2014 to 4 Nov 2014)
    • CF26 Customer Trading (24 Oct 2006 to 25 Oct 2006)
    • CF21 Investment Adviser (12 Jan 2005 to 24 Oct 2006)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (26 Apr 2018 to 8 Nov 2019)
    • [FCA CF] Manager of certification employee (26 Apr 2018 to 8 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 4 Nov 2014)
    • CF26 Customer Trading (25 Oct 2006 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (26 Apr 2018 to 8 Nov 2019)
    • [FCA CF] Client dealing (26 Apr 2018 to 8 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.