Saurabh Seth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (6 Oct 2016 to 10 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (6 Oct 2016 to 10 Oct 2023)
    • [FCA CF] Material risk taker (6 Oct 2016 to 10 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 22 Feb 2008)
    • CF21 Investment Adviser (1 Jun 2006 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (12 Nov 2013 to 6 Mar 2016)
  • ESECLENDING (EUROPE) LIMITED (no longer approved here)

    FRN 402730

    • CF30 Customer (11 Dec 2009 to 7 Oct 2013)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF27 Investment Management (1 Dec 2001 to 23 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.