Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Derivatives Value Advisors Limited (no longer approved here)

    FRN 588673

    • CF30 Customer (25 Aug 2015 to 1 Sep 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Sep 2010 to 23 Aug 2014)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 29 May 2010)
    • CF21 Investment Adviser (23 May 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 29 May 2010)
    • CF21 Investment Adviser (23 May 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (15 Jan 2004 to 2 Feb 2006)
    • CF22 Investment Adviser (Trainee) (25 Sep 2003 to 15 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.