Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2022)
- [FCA CF] Manager of certification employee (since 17 Apr 2018)
- [FCA CF] Client dealing (since 13 Oct 2016)
- CF30 Customer (22 Jan 2010 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (1 Sep 2022 to 8 Aug 2023)
- [FCA CF] Manager of certification employee (19 Mar 2021 to 5 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.