Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 9 Jan 2008)
-
Saul Pascoe
FRN 477312
- (1)Employed By (since 11 Jan 2008)
-
- Employed By (9 Jan 2008 to 11 Jan 2008)
-
- CF22 Investment Adviser (Trainee) (28 Jul 2004 to 17 May 2005)
-
- CF21 Investment Adviser (14 Jan 2002 to 30 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.