Saul Anthony Jackson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THROGMORTON PRIVATE CAPITAL LIMITED

    FRN 431157

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • CF30 Customer (14 Jun 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 22 Jul 2011)
    • CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Feb 2006 to 9 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (26 May 2005 to 30 Nov 2005)
    • CF22 Investment Adviser (Trainee) (3 Jun 2003 to 26 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.