Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (20 Jul 2016 to 1 Jul 2018)
    • CF30 Customer (4 Apr 2014 to 6 Mar 2016)
  • Bespoke Wealth Solutions Limited (no longer approved here)

    FRN 605941

    • Employed By (16 Aug 2013 to 23 Oct 2013)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (9 May 2012 to 19 Jun 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (4 Apr 2002 to 23 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.