Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mortgage Broker Wolverhampton Ltd
FRN 960354
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 3 Feb 2026)
- Appointed representative dealing with clients for which they require qualification (since 3 Feb 2026)
- [FCA CF] Client dealing (since 3 Feb 2026)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jan 2026)
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- CF30 Customer (1 Nov 2007 to 14 Dec 2011)
- CF21 Investment Adviser (3 Jun 2005 to 31 Oct 2007)
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- (2)Employed By (5 Feb 1999 to 14 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.