Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 18 Mar 2025)
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- SMF27 Partner (10 Aug 2021 to 14 Mar 2025)
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- [FCA CF] Client dealing (1 Jan 2021 to 2 Jul 2021)
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- CF30 Customer (5 Jul 2011 to 29 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 28 Mar 2011)
- CF21 Investment Adviser (28 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (12 Jun 2006 to 4 Sep 2007)
- CF22 Investment Adviser (Trainee) (30 Nov 2005 to 12 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.