Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 May 2021)
    • CF30 Customer (since 11 Mar 2021)
  • Ludian Financial Planning Limited (no longer approved here)

    FRN 1042429

    • (1)Employed By (5 Nov 2025 to 1 May 2026)
  • KWM Wealth Ltd (no longer approved here)

    FRN 516056

    • Employed By (11 Mar 2021 to 5 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

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