Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ESECLENDING (EUROPE) LIMITED (no longer approved here)

    FRN 402730

    • CF10 Compliance Oversight (28 Apr 2011 to 20 Oct 2016)
    • CF11 Money Laundering Reporting (28 Apr 2011 to 20 Oct 2016)
    • CF1 Director (2 Mar 2009 to 20 Oct 2016)
    • CF3 Chief Executive (2 Mar 2009 to 20 Oct 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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