Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Origen Financial Services Limited
FRN 192666
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 1 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
- [FCA CF] Client dealing (since 1 Feb 2024)
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- [FCA CF] Manager of certification employee (1 Feb 2022 to 31 Jan 2024)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
- CF30 Customer (25 Jun 2008 to 3 Mar 2013)
- CF21 Investment Adviser (29 Mar 2004 to 26 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Aug 2002 to 29 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.