Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Aug 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 21 Jun 2013)
    • CF21 Investment Adviser (11 Nov 2003 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (30 Jan 2003 to 31 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.