Sarfaraz Shaikh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oracle Consultants Ltd (no longer approved here)
FRN 618258
- CF1 Director (8 Mar 2018 to 27 Apr 2018)
- CF30 Customer (11 Jan 2018 to 27 Apr 2018)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (15 Oct 2013 to 23 Apr 2015)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (103)Employed By (15 Oct 2013 to 23 Apr 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.