Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Material risk taker (since 12 Jun 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 12 Jun 2025)
- [FCA CF] Manager of certification employee (since 28 Sep 2020)
- [FCA CF] Client dealing (since 11 Dec 2017)
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- CF30 Customer (1 Nov 2007 to 27 Feb 2015)
- CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.