Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Clifton Wealth Partnership Ltd
FRN 541273
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 16 Mar 2026)
- [FCA CF] Client dealing (since 16 Mar 2026)
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South West Mortgage Brokers
FRN 590784
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF27 Partner (since 14 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 21 Nov 2021)
- [FCA CF] Benchmark submission and administration (21 Nov 2021 to 22 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
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