Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2023)
    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 13 Jul 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (22 Jun 2016 to 22 Jun 2017)
    • CF30 Customer (1 Nov 2007 to 28 Oct 2008)
    • CF22 Investment Adviser (Trainee) (6 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.