Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2025)
    • CF30 Customer (3 Feb 2012 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 12 Jan 2012)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.