Sarah Seeley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astute Financial Planning Limited

    FRN 1010949

    • Employed By (since 3 May 2024)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 2 Jun 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Mar 2017)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 2 Jun 2020)
  • Kind Wealth Ltd (no longer approved here)

    FRN 604355

    • (7)Employed By (22 Mar 2017 to 11 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Kind Wealth Ltd

  2. controlled function added: (7)Employed By at Kind Wealth Ltd