Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 22 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Jan 2020)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • [FCA CF] Client dealing (7 Mar 2016 to 6 Jun 2019)
    • CF30 Customer (18 Aug 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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