Sarah Saigol

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Managing a material risk taker (11 Nov 2022 to 25 Sep 2024)
    • [FCA CF] Algorithmic trading (22 Jan 2021 to 25 Sep 2024)
    • [FCA CF] Client dealing (11 May 2020 to 25 Sep 2024)
    • [FCA CF] Material risk taker (26 Jun 2018 to 25 Sep 2024)
    • [FCA CF] Manager of certification employee (21 May 2018 to 25 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (21 May 2018 to 25 Sep 2024)
    • CF30 Customer (5 Aug 2009 to 9 Oct 2010)
    • CF26 Customer Trading (12 Dec 2002 to 30 Nov 2005)
    • CF21 Investment Adviser (19 Jun 2002 to 12 Dec 2002)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Managing a material risk taker (11 Nov 2022 to 25 Sep 2024)
    • [FCA CF] Algorithmic trading (22 Jan 2021 to 25 Sep 2024)
    • [FCA CF] Client dealing (11 May 2020 to 25 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (21 May 2018 to 25 Sep 2024)
    • [FCA CF] Manager of certification employee (21 May 2018 to 25 Sep 2024)
    • [FCA CF] Material risk taker (21 May 2018 to 25 Sep 2024)
    • CF30 Customer (10 Jan 2011 to 30 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

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