Sarah Ramirez

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 1 Sep 2023)
    • [FCA CF] Manager of certification employee (since 19 Aug 2022)
    • [FCA CF] Client dealing (since 9 Jun 2022)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 1 Sep 2023)
    • [FCA CF] Manager of certification employee (since 19 Aug 2022)
    • [FCA CF] Client dealing (since 9 Jun 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (27 Aug 2021 to 7 Jun 2022)
    • [FCA CF] Material risk taker (27 Aug 2021 to 7 Jun 2022)
    • [FCA CF] Manager of certification employee (20 Aug 2020 to 7 Jun 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Jun 2022)
    • CF30 Customer (31 May 2012 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (27 Aug 2021 to 7 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (27 Aug 2021 to 7 Jun 2022)
    • [FCA CF] Manager of certification employee (20 Aug 2020 to 7 Jun 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Jun 2022)
    • CF30 Customer (31 May 2012 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (5 Dec 2007 to 8 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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