Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 17 May 2021)
    • CF30 Customer (since 12 May 2021)
    • Employed By (since 12 May 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Feb 2021)
    • CF30 Customer (22 Jul 2011 to 18 Feb 2021)
  • Fiducia Comprehensive Financial Planning Limited (no longer approved here)

    FRN 209570

    • (25)Employed By (22 Jul 2011 to 18 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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