Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 17 May 2021)
- CF30 Customer (since 12 May 2021)
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CWM Wealth Management Limited
FRN 502152
- Employed By (since 12 May 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Feb 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Feb 2021)
- CF30 Customer (22 Jul 2011 to 18 Feb 2021)
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- (25)Employed By (22 Jul 2011 to 18 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.