Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 13 Jan 2025)
- [FCA CF] Material risk taker (since 14 Dec 2016)
- [FCA CF] Manager of certification employee (10 Oct 2016 to 26 Feb 2024)
- [FCA CF] Client dealing (10 Oct 2016 to 26 Feb 2024)
- [FCA CF] Algorithmic trading (10 Oct 2016 to 26 Feb 2024)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 13 Jan 2025)
- [FCA CF] Material risk taker (since 14 Dec 2016)
- [FCA CF] Manager of certification employee (10 Oct 2016 to 26 Feb 2024)
- [FCA CF] Algorithmic trading (10 Oct 2016 to 26 Feb 2024)
- [FCA CF] Client dealing (10 Oct 2016 to 26 Feb 2024)
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- [FCA CF] Material risk taker (6 Nov 2023 to 10 Apr 2026)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Apr 2026)
- CF2 Non Executive Director (18 Jun 2019 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (5 Nov 2020 to 26 Feb 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2022)
- CF30 Customer (15 Mar 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.