Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2026)
  • Finance Advice Group Ltd (no longer approved here)

    FRN 624517

    • Appointed representative dealing with clients for which they require qualification (11 Apr 2022 to 11 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.