Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 13 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Dec 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (13 May 2011 to 13 Jul 2015)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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