Sarah Kathryn Watch

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dandelion Financial Limited

    FRN 606555

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
  • SKW Financial Services (no longer approved here)

    FRN 214257

    • (1)Employed By (9 Jul 2002 to 5 Jun 2004)
  • Abbey Meads Financial Ltd (1765) (no longer approved here)

    FRN 176412

    • (3)Employed By (1 Oct 1998 to 15 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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