Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (11 Mar 2021 to 13 Jan 2022)
    • [FCA CF] Material risk taker (12 Jul 2019 to 13 Jan 2022)
    • [FCA CF] Client dealing (25 Sep 2018 to 13 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (11 Mar 2021 to 13 Jan 2022)
    • [FCA CF] Material risk taker (12 Jul 2019 to 13 Jan 2022)
    • [FCA CF] Client dealing (25 Sep 2018 to 13 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Sep 2020)
    • CF30 Customer (17 Jan 2019 to 8 Dec 2019)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (12 Jul 2019 to 13 Jan 2022)
    • [FCA CF] Client dealing (25 Sep 2018 to 13 Jan 2022)
    • [FCA CF] Manager of certification employee (16 Aug 2018 to 9 Sep 2020)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (18 Nov 2011 to 7 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

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