Sarah-Jayne Ives

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 21 Sep 2021)
    • CF1 Director (AR) (since 20 Sep 2021)
    • CF30 Customer (since 20 Sep 2021)
    • [FCA CF] Client dealing (8 Jun 2021 to 21 Sep 2021)
    • [FCA CF] Functions requiring qualifications (8 Jun 2021 to 21 Sep 2021)
  • S J Wealth Management Ltd

    FRN 955202

    • (1)Employed By (since 20 Sep 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jun 2021)
    • CF30 Customer (10 Oct 2012 to 7 Jun 2021)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (10 Oct 2012 to 7 Jun 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 Jan 2009 to 30 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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