Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (since 7 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jan 2025)
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- CF10 Compliance Oversight (12 Feb 2016 to 28 Feb 2018)
- CF11 Money Laundering Reporting (12 Feb 2016 to 28 Feb 2018)
- CF28 Systems and controls (12 Feb 2016 to 28 Feb 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.