Sarah Janine Lyons

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Mar 2022)
    • CF30 Customer (30 Jan 2017 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (27 May 2016 to 28 Dec 2016)
  • Devine Wealth Management (no longer approved here)

    FRN 524410

    • (1)Employed By (27 May 2016 to 28 Dec 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (8 Oct 2013 to 24 Jul 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 May 2010 to 12 Jan 2011)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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