Sarah Jane Tobey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2022)
    • CF30 Customer (15 Oct 2010 to 6 Mar 2016)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (1 Nov 2007 to 10 Sep 2010)
    • CF24 Pension Transfer Specialist (9 May 2007 to 31 Oct 2007)
    • CF1 Director (20 Jun 2006 to 12 Apr 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.