Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finsgate LLP (no longer approved here)

    FRN 522649

    • [FCA CF] Functions requiring qualifications (9 Sep 2024 to 16 Oct 2025)
    • [FCA CF] Client dealing (9 Sep 2024 to 16 Oct 2025)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (30 Oct 2023 to 30 Oct 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (8 Jun 2023 to 13 Oct 2023)
    • CF30 Customer (6 Jun 2023 to 13 Oct 2023)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (6 Jun 2023 to 13 Oct 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (26 Apr 2021 to 28 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (27 Apr 2020 to 28 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.