Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (14 Jan 2020 to 28 Jan 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Jan 2020 to 28 Jan 2022)
- SMF1 Chief Executive (9 Dec 2019 to 28 Jan 2022)
- Responsibility for MCD Intermediation (21 Mar 2016 to 28 Jan 2022)
- CF3 Chief Executive (10 Feb 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.