Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 3 Dec 2013)
- CF30 Customer (since 17 Sep 2008)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
- CF4 Partner (AR) (1 Nov 2009 to 3 Dec 2013)
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KBA FS Limited
FRN 214995
- (3)Employed By (since 17 Sep 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.