Sarah Helen Guilford

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advice 4U Financial Planning Ltd

    FRN 671527

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
    • [FCA CF] Client dealing (since 15 Apr 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (8 Feb 2019 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (18 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (7 May 2014 to 13 Sep 2015)
    • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 20 Mar 2007)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.