Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (14 Apr 2016 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (11 Jan 2012 to 14 Feb 2012)
  • Corvus Wealth Limited (no longer approved here)

    FRN 564063

    • Employed By (5 Oct 2011 to 25 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.