Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Sep 2025)
    • [FCA CF] Significant management (since 25 Oct 2024)
    • [FCA CF] Material risk taker (since 25 Oct 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Aug 2014 to 8 Dec 2019)
    • SMF9 Chair of the Governing Body (since 23 Mar 2023)
    • SMF3 Executive Director (since 19 Aug 2022)
    • CF30 Customer (4 Sep 2015 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (4 Jan 2008 to 8 Jul 2011)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 29 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.