Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 13 May 2024)
    • [FCA CF] Functions requiring qualifications (since 13 May 2024)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 14 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.