Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 12 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Sep 2022)
    • [FCA CF] Material risk taker (since 12 Sep 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (29 Dec 2017 to 10 Jan 2022)
    • [FCA CF] Client dealing (12 Apr 2016 to 7 Feb 2022)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (29 Dec 2017 to 10 Jan 2022)
    • [FCA CF] Client dealing (12 Apr 2016 to 7 Feb 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (29 Dec 2017 to 10 Jan 2022)
    • [FCA CF] Client dealing (12 Apr 2016 to 7 Feb 2022)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF30 Customer (11 Dec 2008 to 1 Oct 2010)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF30 Customer (11 Dec 2008 to 1 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.