Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • Responsible for Insurance Distribution (15 Mar 2022 to 30 Sep 2025)
    • SMF1 Chief Executive (15 Mar 2022 to 30 Sep 2025)
    • [FCA CF] Client dealing (1 Jul 2020 to 30 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2025)
    • CF1 Director (27 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (28 May 2009 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 21 Apr 2008)
    • CF21 Investment Adviser (16 Jan 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 27 Jan 2009)
    • CF21 Investment Adviser (15 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.